-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SyShn+DZ3n+YT4QTu4VDy+mHUDmYhxESRmNNrvhbwuub3st/JzvBGDGTPBucnb1Z rzqmr2IZuHC1h83VZV7HiQ== 0000950135-97-000578.txt : 19970222 0000950135-97-000578.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950135-97-000578 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAPIENT CORP CENTRAL INDEX KEY: 0001008817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043130648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49683 FILM NUMBER: 97530439 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENBERY JERRY A CENTRAL INDEX KEY: 0001031529 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMONIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G 1 SAPIENT CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __) Sapient Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 803062 10 8 --------------------- (CUSIP Number) 2 SCHEDULE 13G CUSIP No. 803062 10 8 Page 2 of 12 ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons Jerry A. Greenberg ###-##-#### - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group - Not Applicable - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 2,317,563 Shares - -------------------------------------------------------------------------------- 6. Shared Voting Power: 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, of which Mr. Greenberg and Mr. Samuel C. Sichko are the co- trustees and over which Mr. Greenberg and Mr. Sichko share voting control. 3 CUSIP No. 803062 10 8 Page 3 of 12 ----------- - -------------------------------------------------------------------------------- 7. Sole Dispositive Power 2,317,563 Shares - -------------------------------------------------------------------------------- 8. Shared Dispositive Power 1,266,187 shares (Includes 282,579 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996. Mr. Greenberg and Mr. Samuel C. Sichko are the co-trustees of each of these trusts and share dispositive power over the shares held by the trusts.) - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 3,583,750 Shares (Includes 282,579 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996.) Mr. Greenberg disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9. 31.2% - -------------------------------------------------------------------------------- 12. Type of Reporting Person. IN - -------------------------------------------------------------------------------- 4 CUSIP No. 803062 10 8 Page 4 of 12 ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons Samuel C. Sichko, Esq. ###-##-#### - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group - Not Applicable - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 282,579 Shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, of which Mr. Sichko is a co-trustee and over which Mr. Sichko has sole voting control. - -------------------------------------------------------------------------------- 6. Shared Voting Power: 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, of which Mr. Greenberg and Mr. Sichko are the co-trustees and over which Mr. Greenberg and Mr. Sichko share voting control. - -------------------------------------------------------------------------------- 5 CUSIP No. 803062 10 8 Page 5 of 12 ----------- - -------------------------------------------------------------------------------- 7. Sole Dispositive Power 0 Shares - -------------------------------------------------------------------------------- 8. Shared Dispositive Power 1,266,187 shares (Includes 282,579 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996. Mr. Greenberg and Mr. Sichko are the co-trustees of each of these trusts and share dispositive power over the shares held by the trusts.) - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person. Mr. Sichko has no pecuniary interest in any of the shares held by either The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 or The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, and Mr. Sichko disclaims beneficial ownership of all such shares. - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. [X] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9. 0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person. IN - -------------------------------------------------------------------------------- 6 CUSIP No. 803062 10 8 Page 6 of 12 ----------- - -------------------------------------------------------------------------------- 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 04-6816850 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group - Not Applicable - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Commonwealth of Massachusetts - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 983,608 Shares (voting control over these shares is shared by Mr. Greenberg and Mr. Sichko, the co-trustees of the trust). - -------------------------------------------------------------------------------- 6. Shared Voting Power: 0 shares. - -------------------------------------------------------------------------------- 7 CUSIP No. 803062 10 8 Page 7 of 12 ----------- - -------------------------------------------------------------------------------- 7. Sole Dispositive Power 983,608 Shares (dispositive control over these shares is shared by Mr. Greenberg and Mr. Sichko, the co-trustees of the trust). - -------------------------------------------------------------------------------- 8. Shared Dispositive Power 0 shares. - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 983,608 shares. - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9. 8.6% - -------------------------------------------------------------------------------- 12. Type of Reporting Person. OO - -------------------------------------------------------------------------------- 8 CUSIP No. 803062 10 8 Page 8 of 12 ----------- SCHEDULE 13G Item 1. (a) Name of Issuer: -------------- Sapient Corporation Item 1. (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- One Memorial Drive Cambridge, Massachusetts 02142 Item 2. (a) Name of Person Filing: --------------------- Jerry A. Greenberg for himself and on behalf of Samuel C. Sichko, Esq. and The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 Item 2. (b) Address of Principal Business Office or, if None, Residence: ----------------------------------------------------------- Jerry A. Greenberg c/o Sapient Corporation One Memorial Drive Cambridge, Massachusetts 02142 Samuel C. Sichko c/o Peckham, Lobel, Casey, Prince & Tye 585 Commercial Street Boston, MA 02109-1024 The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 receives correspondence c/o Mr. Sichko. Item 2. (c) Citizenship: ----------- Both Mr. Greenberg and Mr. Sichko are citizens of the United States of America. The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 is organized under the laws of the Commonwealth of Massachusetts. 9 CUSIP No. 803062 10 8 Page 9 of 12 ----------- Item 2. (d) Title of Class of Securities: ---------------------------- Common Stock, $.01 par value per share Item 2. (e) CUSIP Number: ------------ 803062 10 8 Item 3: Not Applicable Item 4. Ownership: --------- (a) Amount Beneficially Owned: Mr. Greenberg has or shares voting or investment control over 3,583,750 Shares (Includes 282,579 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996. Mr. Greenberg is a co-trustee of each of these trusts.) Mr. Greenberg disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein. Mr. Sichko is a co-trustee of each of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 and as such has or shares voting or investment control over 1,266,187 shares. Mr. Sichko does not have any pecuniary interest in any of the shares held by these trusts and disclaims beneficial ownership of all such shares. The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 holds 983,608 shares. (b) Percent of Class: Mr. Greenberg has or shares voting or investment control over shares representing 31.2% of the issuer's outstanding common stock. Mr. Sichko has or shares voting or investment control over shares representing 11.0% of the issuer's outstanding common stock but disclaims beneficial ownership of all such shares. The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 holds shares representing 8.6% of the issuer's outstanding common stock. 10 CUSIP No. 803062 10 8 Page 10 of 12 ----------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Mr. Greenberg has the sole power to direct the vote of 2,317,563 shares. Mr. Sichko has the sole power to direct the vote of the of 282,579 Shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996, of which Mr. Sichko is a co-trustee and over which Mr. Sichko has sole voting control. (ii) shared power to vote or to direct the vote: Mr. Greenberg and Mr. Sichko share voting control over the 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996, of which Mr. Greenberg and Mr. Sichko are the co-trustees. (iii) sole power to dispose or to direct the disposition of: Mr. Greenberg has sole power to dispose of 2,317,563 shares. Mr. Sichko has the sole power to dispose of 0 shares. (iv) shared power to dispose or to direct the disposition of: Mr. Greenberg and Mr. Sichko share dispositive power over 1,266,187 shares (Consists of 282,579 shares held by The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and 983,608 shares held by The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996. Mr. Greenberg and Mr. Sichko are the co- trustees of each of these trusts.). Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not Applicable 11 CUSIP No. 803062 10 8 Page 11 of 12 ----------- Item 6. Ownership of More Than Five Percent on Behalf of Another Person: --------------------------------------------------------------- During the terms of the Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and the Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 Mr. Greenberg is the only beneficiary of such trusts. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported by the Parent Holding Company: ----------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: --------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------ Not Applicable Item 10. Certification: ------------- Not Applicable 12 CUSIP No. 803062 10 8 Page 12 of 12 ----------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 --------------------------------- Date /s/ Jerry A. Greenberg --------------------------------- Jerry A. Greenberg, individually and as co-trustee of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 February 13, 1997 --------------------------------- Date /s/ Samuel C. Sichko --------------------------------- Samuel C. Sichko, individually and as co-trustee of The Jerry A. Greenberg Three Year Qualified Annuity Trust 1996 and The Jerry A. Greenberg Eight Year Qualified Annuity Trust 1996 -----END PRIVACY-ENHANCED MESSAGE-----